Upwisery Advisors LLP (SEBI Investment Adviser Registration No.: INA200016564) as prescribed under SEBI Circular No. SEBI/SRO/OW/2022/4132/1,
dated February 1, 2022, under SEBI (Investment Advisers) Regulations, 2013
as amended till date.
Data for the month ending - SEPTEMBER 2024
Sr.No
Received from
Pending at the end of the last month
Received
Resolved*
Total Pending*
Pending Complaints > 3 Months
Average Resolution time^(in days)
1
Directly from Investors
0
0
0
0
0
NA
2
SEBI (SCORES)
0
0
0
0
0
NA
3
Other Source (if any)
0
0
0
0
0
NA
Grand Total
0
0
0
0
0
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints - FY 2024-25
Sr. No.
Month
Carried forward from previous Month
Received
Resolved*
Pending#
1
April
0
0
0
0
2
May
0
0
0
0
3
June
0
0
0
0
4
July
0
0
0
0
5
August
0
0
0
0
6
September
0
0
0
0
*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
Sr.No
Year
Carried forward from the previous year
Received
Resolved*
Pending#
1
FY 2022-23
0
0
0
0
2
FY 2023-24
0
0
0
0
2
FY 2024-25
0
0
0
0
Grand Total
0
0
0
0
*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.
Trend of annual disposal of complaints
Sr.No
Year
Carried forward from the previous year
Received
Resolved*
Pending#
1
FY 2022-23
0
0
0
0
2
FY 2023-24
0
0
0
0
Grand Total
0
0
0
0
*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.
Trend of monthly disposal of complaints - FY 2023-24
Sr. No.
Month
Carried forward from previous Month
Received
Resolved*
Pending#
1
April
0
0
0
0
2
May
0
0
0
0
3
June
0
0
0
0
4
July
0
0
0
0
5
August
0
0
0
0
*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.
Complaint Data
Data for the month ending - August 2023
Sr.No
Received from
Pending at the end of the last month
Received
Resolved*
Total Pending*
Pending Complaints > 3 Months
Average Resolution time^(in days)
1
Directly from Investors
0
0
0
0
0
NA
2
SEBI (SCORES)
0
0
0
0
0
NA
3
Other Source (if any)
0
0
0
0
0
NA
Grand Total
0
0
0
0
0
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.