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M&A Tax & Regulatory

M&A
Tax & Regulatory

M&A, be it domestic or cross border transaction or an internal group restructuring, plays a pivotal role in growth and expansion of businesses. Considering the evolving tax and regulatory environment in India, every M&A has its own challenges and is unique in its own way and for its successful completion, it is imperative that the business objectives along with tax and regulatory issues are carefully understood and addressed.

We, at Upwisery, specialise in providing solutions for all aspects of M&A and transaction structuring including due diligences, mergers, demergers, slump sale, family arrangements, internal group restructuring, funding structuring, inbound and outbound investment structuring etc. We also advise and assist in obtaining approvals on various regulatory matters related to FEMA, SEBI, CCI, stock exchanges etc.

M&A, be it domestic or cross border transaction or an internal group restructuring, plays a pivotal role in growth and expansion of businesses. Considering the evolving tax and regulatory environment in India, every M&A has its own challenges and is unique in its own way and for its successful completion, it is imperative that the business objectives along with tax and regulatory issues are carefully understood and addressed.

We, at Upwisery, specialise in providing solutions for all aspects of M&A and transaction structuring including due diligences, mergers, demergers, slump sale, family arrangements, internal group restructuring, funding structuring, inbound and outbound investment structuring etc. We also advise and assist in obtaining approvals on various regulatory matters related to FEMA, SEBI, CCI, stock exchanges etc.

M&A Tax Advisory Services

Corporate
structuring
  • Corporate restructuring in the form of mergers, demergers, slump sale, capital reduction, share buy back, etc.
Due
Diligence
  • Buy side and sell side tax due diligence to highlight the potential risks and benefits associated with transaction
Succession
Planning
  • Private family trust structuring and succession planning
Inbound and
outbound structuring
  • Providing advisory in relation to various investment modes / jurisdictions for investment into or from India
  • Structuring of funding instruments
Transaction advisory
and support
  • Providing advisory services throughout the deal cycle (including tax due diligence, deal structuring, review of transaction documents, negotiation support, etc.)

M&A Tax Advisory Services

Corporate
structuring
  • Corporate restructuring in the form of mergers, demergers, slump sale, capital reduction, share buy back, etc.
Due
Diligence
  • Buy side and sell side tax due diligence to highlight the potential risks and benefits associated with transaction
Succession
Planning
  • Private family trust structuring and succession planning
Inbound and
outbound structuring
  • Providing advisory in relation to various investment modes / jurisdictions for investment into or from India
  • Structuring of funding instruments
Transaction advisory
and support
  • Providing advisory services throughout the deal cycle (including tax due diligence, deal structuring, review of transaction documents, negotiation support, etc.)

M&A Tax Advisory Services

Corporate
structuring
  • Corporate restructuring in the form of mergers, demergers, slump sale, capital reduction, share buy back, etc.
Due
Diligence
  • Buy side and sell side tax due diligence to highlight the potential risks and benefits associated with transaction
Succession
Planning
  • Private family trust structuring and succession planning
Inbound and
outbound structuring
  • Providing advisory in relation to various investment modes / jurisdictions for investment into or from India
  • Structuring of funding instruments
Transaction advisory
and support
  • Providing advisory services throughout the deal cycle (including tax due diligence, deal structuring, review of transaction documents, negotiation support, etc.)

Regulatory Advisory Services

FEMA advisory and approvals from Govt//RBI
  • FEMA Advisory including advisory for FDI and ODI transactions
  • Assistance in obtaining approvals from Government / RBI
  • FEMA Health check ups
  • Regularization and compounding of offences
Approval from other regulatory authorities
  • Assistance in obtaining approval from regulatory authorities such as CCI / Stock Exchanges / SEBI / DIPP
Advisory/ compliances under Corporate Law
  • Providing advisory in Company law matters
  • Assistance in secretarial compliances related to transaction

Regulatory Advisory Services

FEMA advisory and approvals from Govt//RBI
  • FEMA Advisory including advisory for FDI and ODI transactions
  • Assistance in obtaining approvals from Government / RBI
  • FEMA Health check ups
  • Regularization and compounding of offences
Approval from other regulatory authorities
  • Assistance in obtaining approval from regulatory authorities such as CCI / Stock Exchanges / SEBI / DIPP
Advisory/ compliances under Corporate Law
  • Providing advisory in Company law matters
  • Assistance in secretarial compliances related to transaction

Complaint Data

Upwisery Advisors LLP
(SEBI Investment Adviser Registration No.: INA200016564)
as prescribed under SEBI Circular No. SEBI/SRO/OW/2022/4132/1, dated February 1, 2022,
under SEBI (Investment Advisers) Regulations, 2013 as amended till date.

Data for the month ending - December 2023

Sr.NoReceived fromPending at the end of the last monthReceivedResolvedTotal PendingPending Complaints >
3 Months
Average Resolution
time^(in days)
1Directly from Investors00000NA
2SEBI (SCORES)00000NA
3Other Source (if any)00000NA
 Grand Total00000 

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints - FY 2023-24

Sr. No.MonthCarried forward from previous MonthReceived Resolved*Pending#
1April0000
2May0000
3June0000
4July0000
5August0000
6September0000
7October0000
8November0000
9December0000

*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.

Trend of annual disposal of complaints

Sr.NoYearCarried forward from the previous yearReceived Resolved*Pending#
1FY 2022-230000
2FY 2023-240000
 Grand Total0000

*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.

Trend of annual disposal of complaints

Sr.NoYearCarried forward from the previous yearReceived Resolved*Pending#
1FY 2022-230000
2FY 2023-240000
 Grand Total0000

*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.

Trend of monthly disposal of complaints - FY 2023-24

Sr. No.MonthCarried forward from previous MonthReceived Resolved*Pending#
1April0000
2May0000
3June0000
4July0000
5August0000

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Complaint Data

Data for the month ending - August 2023
Sr.NoReceived fromPending at the end of the last monthReceivedResolved*Total Pending*Pending Complaints >
3 Months
Average Resolution
time^(in days)
1Directly from Investors00000NA
2SEBI (SCORES)00000NA
3Other Source (if any)00000NA
 Grand Total00000 

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.